Schlagwort: Single Officer: Safeguarding of Client Assets

Single Officer: Safeguarding of Client Assets. Governance arrangements concerning the safeguarding of client assets ESMA’s Technical Advice to the Commission on MiFID II and MiFIR regulates the safeguarding of client assets with the help of a Single Officer. Additional Standards had been published by the IOSCO. With S+P news you get an overview...

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